UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lazer Dean 1111 LINCOLN ROAD, SUITE 500 MIAMI BEACH, FL 33139 |
Not a 10% owner |
/s/ Dean Lazer | 10/07/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 was originally and incorrectly filed to disclose Dean Lazer as a 10% holder, specifically owning 902,600 shares of Common Stock through DPL Capital Inc. ("DPL"). Mr. Lazer is the President of DPL and has sole voting and investment control with respect to the shares held by DPL. As such, Mr. Lazer may be deemed to beneficially own the shares held directly by DPL. At this time, the 902,600 shares of Common Stock held by DPL represent less than 10% of the Common Stock. This amended Form 3/A discloses that Mr. Lazer is not a 10% holder. |